FINRA : Series-7 Questions & Answers

Last Updated: Sep 07, 2026

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What is the duration, language, and format of FINRA Series 7 Certification Exam

  • Length of Examination: 225 minutes
  • Language: FINRA Series 7 offered in English (U.S.), Chinese (Simplified), Czech, Dutch, French, German, Hebrew, Italian, Japanese, Korean, Polish, Portuguese (Brazil), Russian, Spanish, and Turkish.
  • Passing score: 72%
  • Number of Questions: 125
  • Format: Multiple choices, multiple answers

How to book FINRA Series 7 Certification Exams

Applicants wishing to take the Series 7 exam must be sponsored by a FINRA member company and FINRA has other Series 7 eligibility requirements. The company must submit a U4 form (uniform registration application in the field of qualifications) to register the candidate for the license exam. FINRA regulates the activities of brokerage firms and registered brokers, ensuring that anyone who sells securities products is qualified and tested.

Reference: https://www.finra.org/registration-exams-ce/qualification-exams/series7

FINRA Series-7 Exam Syllabus Topics:

SectionObjectives
Obtains and Verifies Customers’ Purchase and Sales Instructions and Agreements; Processes, Completes, and Confirms Transactions
Provides Customers with Information about Investments, Makes Recommendations, Transfers Assets and Maintains Appropriate Records
Opens Accounts after Obtaining and Evaluating Customers' Financial Profile and Investment Objectives
Seeks Business for the Broker-Dealer from Customers and Potential Customers
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